by Kaufman McGowan | Jun 27, 2019 | Insights, Publications
SELLING RESTRICTED SECURITIES Prepared by Neil M. Kaufman, Esq. I. IntroductionA. Registration or exemption required for all sales or issuances of securities B. Other issues affecting sales of securities, whether or not restricted1. Insider trading restrictionsa....
by Kaufman McGowan | Jun 27, 2019 | Insights, Publications
SELLING RESTRICTED SECURITIES: A FLOWCHART The following flowchart illustrates various methods in which securities may be sold. This chart is intended for use in connection with sales of securities by security holders of U.S. publicly traded companies within the U.S....
by Kaufman McGowan | Jul 1, 2017 | In the Media, Publications
By Neil Kaufman, Esq. Obtaining financing is a challenge for many high-growth companies, especially in the cannabis industry. Since bank debt often is unavailable to cannabis companies, they tend focus primarily on equity or private equity-linked debt (e.g....
by Kaufman McGowan | Oct 1, 2016 | In the Media, Publications
As appeared in Marijuana Venture / October 2016 By Neil M. Kaufman Many cannabis companies seeking to raise capital appear to have some misunderstandings about how to do so. In order to clarify these prevailing misconceptions. here’s a look at five common...
