by Kaufman McGowan | Jun 27, 2019 | Insights, Publications
SELLING RESTRICTED SECURITIES Prepared by Neil M. Kaufman, Esq. I. IntroductionA. Registration or exemption required for all sales or issuances of securities B. Other issues affecting sales of securities, whether or not restricted1. Insider trading restrictionsa....
by Kaufman McGowan | Jun 27, 2019 | Insights, Publications
SELLING RESTRICTED SECURITIES: A FLOWCHART The following flowchart illustrates various methods in which securities may be sold. This chart is intended for use in connection with sales of securities by security holders of U.S. publicly traded companies within the U.S....
